Regulatory Specialist/ Regulatory Compliance Officer

Location: Full-Time | Charlotte, NC

This is an exciting opportunity to join a fast-growing payment processing company headquartered in Charlotte, NC, as a Regulatory Specialist. This full-time role involves working with cutting-edge payment technology in a dynamic and collaborative environment. If you’re passionate about compliance and thrive on staying ahead of evolving regulations, this position could be an excellent fit for your skills and career growth.

Are you ready to take the lead in navigating complex regulatory landscapes? This role offers the chance to become a trusted advisor within the organization, shaping policies and ensuring compliance across operations. You’ll work closely with cross-functional teams, gain invaluable experience in regulatory affairs, and enjoy the satisfaction of making a significant impact in the payments industry. The company values professional development, offering a supportive environment to grow your expertise and maintain a healthy work-life balance.

Required Skills & Experience

• Proven experience monitoring and researching industry regulations.
• Strong analytical skills for interpreting complex regulatory requirements.
• Excellent communication skills for interfacing with internal teams and external regulators.
• Attention to detail to ensure accurate reporting and compliance.
• Comprehensive knowledge of industry-specific regulations, particularly in finance, banking, and payments.

Desired Skills & Experience

• Experience with anti-money laundering (AML), CFPB, and FTC regulations.
• Background in risk management and advising stakeholders on compliance procedures.
• Familiarity with audit coordination and regulatory reporting.

What You Will Be Doing

Key Responsibilities

• Monitoring and Researching Regulations:
  Stay updated on laws, regulatory changes, and industry standards, analyzing their impact on the organization.
• Compliance Assessment:
  Evaluate company policies and operations to ensure alignment with regulatory requirements and recommend corrective actions for non-compliance.
• Preparing Reports and Documentation:
  Create and maintain compliance reports, regulatory filings, and audit documentation, ensuring accuracy and timeliness.
• Risk Management:
  Assess compliance-related risks, propose mitigation strategies, and collaborate with legal teams on regulatory matters.
• Advising Stakeholders:
  Serve as a regulatory subject matter expert, training teams on compliance procedures and providing guidance.
• Audits and Inspections:
  Coordinate audits, address findings, and implement necessary changes to maintain compliance.
• Interfacing with Regulators:
  Act as the primary point of contact with regulatory bodies, ensuring smooth communication and accurate submissions.

Tech Breakdown

• 50% Compliance Monitoring and Reporting
• 30% Risk Management and Advising
• 20% Audit Coordination and Stakeholder Training

Daily Responsibilities

• 70% Hands-On Compliance Activities
• 20% Collaboration with Teams
• 10% Communication with Regulators

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