Motion Recruitment | Jobspring | Workbridge

Risk and Controls Analyst / Written Supervisory Procedures

New York, NY

Hybrid

Contract

$70.28/hr - $79.19/hr

Outstanding long-term contract opportunity! A well-known Financial Services Company is looking for a Risk and Controls Analyst/WSP in New York, NY (Hybrid).

Work with the brightest minds at one of the largest financial institutions in the world. This is a long-term contract opportunity that includes a competitive benefit package! Our client has been around for over 150 years and is continuously innovating in today's digital age. If you want to work for a company that is not only a household name, but also truly cares about satisfying customers' financial needs and helping people succeed financially, apply today.

Contract Duration: 6 Months +

Required Skills & Experience
  • 5+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Experience with WSP's (written supervisory procedures) 
    - Ability to audit controls and processes (analyzing gaps in effectiveness)
    - Risk/control evaluation
    - Q&A process testing
    - Understanding of trade regulations
    - MS platforms (excel, outlook, word, PPT) 
Desired Skills & Experience
What You Will Be Doing
  • Support our CIB Supervisory Framework
  • Design and implement trade monitoring controls
  • Perform QA of processes defined in Written Supervisory Procedures (WSPs)
  • Identify opportunities to harmonize supervisor processes
  • Define requirements to enhance evidencing of supervisory process
  • Perform analysis of required data components for control activities to automate where feasible
  • Execute control activities in BAU and partner with business counterparts to escalated identified exceptions
  • Communicate and train employees for new and/or enhanced related controls
  • Maintain supervision standards, procedures, standards
  • Lead or assist with development and BAU execution of Unauthorized Trading related controls including but not limited to trader mandate monitoring, licensing and registration of employees, and anomalous trading activity
  • Partner with 2LoD Compliance to execute Market Conduct & Supervision related policies, procedures and associated governance routines
  • Generate ad-hoc reports and materials for senior leadership to communicate control outcomes and other key metrics, KRIs and KPIs
DESIRED SKILLS (NOT REQUIRED)
- Middle office experience – understanding of the business and trading products (desired but not required



You will receive the following benefits:

  • Medical Insurance - Four medical plans to choose from for you and your family
  • Dental & Orthodontia Benefits
  • Vision Benefits
  • Health Savings Account (HSA)
  • Health and Dependent Care Flexible Spending Accounts
  • Voluntary Life Insurance, Long-Term & Short-Term Disability Insurance
  • Hospital Indemnity Insurance
  • 401(k) including match with pre and post-tax options
  • Paid Sick Time Leave
  • Legal and Identity Protection Plans
  • Pre-tax Commuter Benefit
  • 529 College Saver Plan

Motion Recruitment Partners (MRP) is an Equal Opportunity Employer. All applicants must be currently authorized to work on a full-time basis in the country for which they are applying, and no sponsorship is currently available. Employment is subject to the successful completion of a pre-employment screening. Accommodation will be provided in all parts of the hiring process as required under MRP’s Employment Accommodation policy. Applicants need to make their needs known in advance.

Posted by: Rachel LeClair